Integrity

Our compliance framework.

The rules that apply to every engagement, introduction, and counterparty.

Written agreements

Every engagement is governed by a written agreement that sets out the scope of work, fees, and the responsibilities of each party.

Recorded, protected introductions

Introductions are recorded and protected by confidentiality and non-circumvention terms, so every party knows how its information will be handled.

Adviser commitments

Advisers who work with us make written compliance commitments before taking part in any engagement.

Sanctions screening

Counterparties are screened against applicable sanctions lists before introductions are made.

Legal framework

Adria Atlantic adheres to the U.S. Foreign Corrupt Practices Act, applicable U.S. export control and sanctions rules, applicable U.S. foreign agent registration requirements, and Serbian anti-corruption law.

Questions about our compliance practices can be sent to djordje@adria-atlantic.com.